Satyagopal Mandal
Department of Mathematics
University of Kansas
Office: 502 Snow Hall  Phone: 785-864-5180
  • e-mail: mandal@math.ukans.edu
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    Cancellation of projective modules and complete intersections


    This talk is on the joint work with Bangere Purnaprajna.

    We first state the following theorem of Bloch-Murthy-Szpiro ([BMS]).

    Theorem 1.1 Let R=k[X1,X2,X3,X4] be a polynomial ring over an algebraically closed field k and I be an ideal of height 2 in R and A=R/I, such that X = Spec(R/I) is smooth over k. Let ωI=Λ2(I/I2)-1 and KX = C1(ωI) be the canonical divisor of X. If rKX2 =0 in the Chow group CH2(X), for some integer r>0, then X is set-theoretically complete intersection.

    Following theorem is helpful to understand the statement of this theorem K-theoretically.

    Theorem 3.2 Let X =Spec(A) be a smooth affine algebra over an algebraically closed field k. Assume that projective A-modules of rank 2 have cancellation property. Let L be a projective A-module of rank one. Then the following conditions are equivalent:

    1. L is generated by 2 elements.
    2. C1(L)2 =0 in CH2(X).
    3. L L-1 A2.

    We will try to give a 5-dimentional version of the theorem 1.1 assuming that projective moduled of rank n-1 have cancellation property, where n is the dimention of the ring.

    For (an increasing sequence of) positive integers n, Mohan Kumar ([MK]) constructed smooth affine algebras A with dim A = n and stably free projective A-modules of rank n-2 that are not free. He also posed the following question.

    LRC-problem: Let A be a (smooth) affine algebra of dimension n over an algebraically closed field k. Does the projective A-modules of rank n-1 have the cancellation property? That is, for a projective A-module P with rank(P)=n-1, does P A Q A P Q?

    If LRC-problem has an affirmative answer for 3-folds, then we prove a three dimensional analogue of the above theorem of Bloch-Murthy-Szpiro.


    Let us give some preliminaries:

    Let A be commutative noetherian ring .
    1. Let CP(A) denote the catagory of finitely generated projective A-modules.
    2. Let CFPD(A) denote the catagory of finitely generated A-modules with finite projective dimension.
    3. Let K0(A) denote the Grothendieck group of CP(A).
    4. Let G0(A) denote the Grothendieck group of CFPD(A).
    5. Exercise. Prove that the natural map K0(A) → G0(A) is an isomorphism.

    Before we go into our main results we state the following (monic polynomial version of) theorem of Ferrand and Szpiro.

    Lemma 2.1 Let R= A[X] be a polynomial ring over a noetherian commutative ring A and I be a locally complete intersection ideal of height 2 in R. Assume that I contains a monic polynomial and there is a surjective map I/I2 → ω I = Ext2(R/I,R). Then I is set theoretically generated by 2 elements.

    Proof.

      The argument of Ferrand-Szpiro goes as follows:

      Let J be defined by the exact sequence

      0 J/I2 I/I2 ωI 0

      Then J is a locally complete intersection ideal with rad(J) =rad(I) and ω J = Ext2(R/J,R) = Ext1(J,R) is one generated .

      The generator e of Ext1(J,R) correcpond to an exact sequence

      0 R P J 0

      It follows that P is a projective R-module of rank 2. Since J contains a monic polynomial, we have Pf Rf2. Hence by the theorem of Quillen-Suslin, it follows that P is free and hence J is complete intersection ideal.

    Exercise. Why P is projective?

    So, the main Idea is to get a map like in this lemma.

    2 Main Results

    We now prove a lemma which is a three dimensional analogue of a result in [BMS].

    Lemma 2.2 Let R=R'[X] be polynomial ring over a noetherian commutative ring R' with dim R' =4 (so dim R=5). Let I be a locally complete intersection ideal of height 2 in R that contains a monic polynomial and A= R/I. Assume that all rank 2 projective A=R/I modules have cancellation property. Then

    1. I/I2 A ⊕ &omega-1
    2. Consider the following conditions
      1. ω is generated by two elements.
      2. I/I2 ≡ ω ⊕ ω-2
      3. ω -2 is generated by 2 elements.
      Then a) b) c).

    Proof.

      Here we have dim A =3. We have an exact sequence
      0 P Rn I 0

      where P is a projective R-module of rank n-1. Since we can assume that rank P = n-1 > dim R and because I has a monic polynomial f it follows that Pf Rfn-1.

      Hence, from theorem of Quillen and Suslin it follows P Rn-1.

      Tensoring the above sequence with A we get the following exact sequence:

      0 L An-1 An I/I2 0

      So, [I/I2] = [L]+[A] in K0(A). Since rank 2 projective dim A-modules have cancellation property, we have I/I2 L A. We also have Λ2 I/I2 = L = ω -1. So, I/I2 A ω -1.

      Now we prove the second statement:

      a) b): By 1) we have I/I2 ω-1 A and also A2 ω ⊕ ω-1. So,

      I/I2 A (A ⊕ ω-1) A ω-1 A2 ω-1 (ω ⊕ ω-1)
      ω ( ω -1 A2) ω ⊕ ω-1 (ω ⊕ ω-1) ω A ⊕ ω-2.

      Since all rank 2 projective A-modules have cancellation property, we have I/I2 ω ⊕ ω-2.

      b) c): By 1) and b) it follows that

      A ⊕ ω-1 ω ⊕ ω-2.
      By dualizing we get
      A ⊕ ω ω-1 ⊕ ω2.
      Now adding A to both sides and using 1) we have:
      A2 ⊕ ω (A ⊕ ω-1) ⊕ ω2 I/I2 ⊕ ω2 (ω ⊕ ω-2) ⊕ ω2

      Since we have assumed that rank 2 projective A-modules have cancellation property, by cancelling ω we get A2 ω-2 ⊕ ω2. So, ω2 is generated by 2 elements.

    Following theorem relates the cancellation property of rank 2 projective modules with set theoretic complete intersection property of height 2 locally complete intersection ideals.

    Theorem 2.1 Let R=R'[X] be a polynomial ring over a noetherian commutative ring R' with dim R' =4 (so dim R=5). Let I R be a locally complete intersection ideal of height 2 that contains a monic polynomial and A = R/I. Assume that projective A-modules of rank 2 have the cancellation property. Let ω = Ext2(A,R). Assume that ωr is generated by 2 elements, for some integer r ≥1. Then I is a set-theoretic complete intersection ideal.

    Proof.

      By the above theorem we have, I/I2 A ⊕ ω-1. So, we have an exact sequence
      0 A I/I2 ω-1 0,

      where the map A I/I2 is given by an element f I. So, I=Rf + I' , where I2 &sube I'&sube I is an ideal and I'/I2 ω-1. Write J=Ir+Rf. We will see that J is locally complete intersection ideal. For p Spec(R) containing I , let Ip = (f,g), where image of g generate ω-1. So, Jp= (f,g)r + Rpf. Hence Jp=(gr,f), is complete intersection.

      Let L be the cokernel of the map given by f as follows

      f: R/J J/J2 L 0.

      Since, locally Jp is generated by (f,gr), as in the above paragraph, we have L is locally generated by one element. So, L is a line bundle.

      Since rad(I) = rad(J), all rank 2 projective R/J-modules also have cancellation property. By the above lemma, we have J/J2 R/J ⊕ ωJ-1 and L ωJ-1. It follows that

      1. J/J2 (R/J)f ⊕ ωJ-1.
      2. ωJ-1 J/(J2+Rf).

      Consider the exact sequence

      0 R/J J/J2 ωJ-1.

      By tensoring the sequence with R/I, we get
      0 R/I J/IJ ωJ-1 R/I 0

      So,
      ωJ-1 R/I J/(IJ,f) (Ir,f)/(Ir+1,f) ωIr,

      which is 2 generated. So, ωJ-1 is also 2 generated. Hence A2 ωJ-1 ⊕ ωJ. By lemma 2.2 2a) 2b), it follows that there is a surjective map
      J/J2 ωJ.

      Now it follows from lemma 2.1 that J is set theoretically generated by 2 elements. This completes the proof of this theorem.

    Now we give a criterion for locally complete intersection ideal of height 2, in the polynomial ring R, to be ideal theoretically generated by dim R -2 elements.

    Theorem 2.2 Let R=R'[X] be the polynomial ring over a noetherian commutative R'. Assume dim R =n ≥ 3. Suppose I is a locally complete intersection ideal of height 2 that contains a monic polynomial and A=R/I. Assume that all projective A-modules of rank n-3. have cancellation property. Write ω=Ext2(A,R). Then the following conditions are equivalent:

    1. I is generated by n-2 elements,
    2. I/I2 is generated by n-2 elements,
    3. ω is generated by n-3 elements.

    Proof.

      1) 2): This is obvious.

      2) 3): We have the following exact sequence:

      0 P Rm I 0

      Since I has projective dimension 1, P is projective. We can also assume that rank(P) > dim R. Since I has a monic polynomial, we have Pf Rfm-1 for some monic polynomial f I .

      So, by the theorem of Quillen and Suslin, P Rm-1.

      By tensoring the above sequence with A=R/I, we get the following exact sequence:

      0 L Am-1 Am I/I2 0

      It follows that
      L ≡ Λ 2 I/I2 ω-1.

      So, [I/I2]=[ω-1 A] and hence I/I2 Ak ω-1 Ak+1 for some k.

      Since I/I2 is generated by n-2 elements, we have a surjective map An-2+k → ω-1 Ak+1.

      Therefore,

      Q ⊕ ω-1 Ak+1 An-2+k.

      Since projective modules of rank n-3 have cancelltion property we get, An-3 Q ⊕ ω-1. By dualizing this equality, we get ω is generated by n-3 elements.

      3) 1): Since ω is n-3 generated, by the argument of Serre (see [Mu]), there is an exact sequence

      0 Rn-3 P I 0

      Since I has a monic polynomial, we have Pf is free for some monic polynomial f. So, by the theorem of Quillen and Suslin, P Rn-2. So, I is generated by n-2 elements.

    Theorem 2.3 Let R' be a smooth affine algebra, with dim R'=n-1, over an algebraically closed field k, with trivial differential module Ω R'/k R'n-1. Let R=R'[X] be the polynomial ring. Assume n=dim R ≥ 5. Let I be an ideal of R so that A = R/I is smooth and let I contain a monic polynomial. Assume that n-2 ≥ dim A +2 or height(I)=1,2. In case height (I) =1, assume that all projective A-modules of rank n -2 have cancellation property. Then the following conditions are equivalent:

    1. I is generated by n-2 elements.
    2. I/I2 is generated by n-2 elements.
    3. ΩA/k has a free direct summand of rank 2.

    Proof.

      1) 2): Obvious.

      2) 3): Consider the sequence

      0 I/I2 → ΩR/k / IΩR/k→ ΩA/k 0

      The sequence is exact. Also note that

      ΩR/k ≡ ΩR'/k ⊗ R RdX Rn.

      So, it follows that I/I2 ⊕ Ω A/k An.

      By 2), we have I/I2 Q An-2. So, in K0(A), we have [A2] + [Q] = [Ω A/k ]. By cancellation theorem of Suslin, we have Ω A/k A2 Q.

      3) 2): We have Ω A/k A2 P and I/I2 ⊕ Ω A/k An So,

      I/I2 A2 P An.

      By Suslin's cancellation theorem (or by hypothesis , when height(I)=1) it follows that
      I/I2 P An-2.

      2) 1): If n-2 ≥ dim (A) +2, then it follows from [Ma1] that I is n-2 generated. If height(I) =1 then I is one generated. If height(I)=2 it follows from the above theorem.

    3 Smooth 3-folds in A5

    Recall that for any smooth affine variety X over an algebraically closed field k, the Chow group A0(X) =An(X) is torsion free (see [Sr] and [Mu]).

    Notation 3.1 Let A a smooth affine algebra over an algebraically closed field k and X=Spec(A).

    1. Ar(X) will denote the Chow group of cycles of codimension r.
    2. For a projective A-module P, Ci(P) Ai(X) will denote the i-th Chern class of P.

    Following is a restatement of the theorem of Murthy and Mohan Kumar ([MKM]) in our context of LRC-question.

    Theorem 3.1 Let X =Spec(A) be a smooth affine 3-fold over an algebraically closed field k. Assume that projective A-modules of all rank have cancellation property. Then, for any two projective modules P and Q of same rank, P Q if and only if Ci(P) = Ci(Q) for i=1,2,3.

    Proof.

      () This implication is obvious.

      () The theorem of Mohan Kumar and Murthy ([MKM]) implies that P and Q are stably isomorphic. Now P Q by the cancellation property.

    Theorem 3.2 Let X =Spec(A) be a smooth affine algebra over an algebraically closed field k. Assume that projective A-modules of rank 2 have cancellation property. Let L be a projective A-module of rank one. Then the following conditions are equivalent:

    1. L is generated by 2 elements.
    2. C1(L)2 =0 in A2(X).
    3. L L-1 A2.

    Proof.

      1) 2): Since L is two generated, we have L L-1 A2. So, C(L L-1) = 1. Hence (1+C-1(L))(1-C-1(L)) =1 and C-1(L)2 =0.

      2) 3): It follows that the total Chern class C(L L-1) =1. Hence [L] [L-1] = [A2] in K0(A) and by cancellation L L-1 A2.

      3) 1): This implication is obvious.

    Theorem 3.3 Suppose k is an algebraically closed field and R=R'[X] a polynomial ring over an affine algebra R' with dim R' =4. Let I be a locally complete intersection ideal in R of height 2 that contains a monic polynomial. Assume A =R/I is smooth and rank 2 projective A-modules have cancellation property. Then the following conditions are equivalent:

    1. K2 =0 in A2(X) (where K =C1(ωI)).
    2. ωI is two generated.
    3. I is generated by 3 elements.

    In all these cases, we have I/I2 ωI ⊕ ωI-2 and that I is a set-theoretic complete intersection ideal.

    Proof.

      1) 2) and 2) 1) follow from above theorem. 2) 3) and 3) 2) follow from theorem 2.2.

      By lemma 2.2, we have I/I2 A ⊕ ω-1. Since K2=0, the total Chern class C(I/I2) = C(A ⊕ ωI-1) =C(ωI ⊕ ωI-2). By cancellation I/I2 ωI ⊕ ωI-2. Also I is set-theoretic complete intersection by Theorem 2.1. So, the proof of this theorem is complete.

    Theorem 3.4 Suppose k is an algebraically closed field and R=R'[X] is a polynomial ring over an affine algebra R' with dim R' =4. Let I be a locally complete intersection ideal of R with height(I) = 2 and A=R/I is smooth over k. Assume that all rank 2 projective A-modules have cancellation property. Suppose rK2 = 0 for some r > 0 where K=C1( ωI). Then I is set-theoretic complete intersection.

    Proof.

      We can assume that r2K2=0. Let L = ωr. Then the total Chern classes
      C(L L-1) = (1+rK)(1 - rK) = 1.

      So, L L-1 A2. So, ωI r is two generated. By Theorem 2.1, I is a set-theoretic complete intersection.

    Following corollary follows from the above thoerem.

    Corollary 3.1 Let k be an algebraically closed field and R=k[X1, ... ,X5] be polynomial ring and φ : R A =A'[X] be a surjective map onto a polynomial algebra over a smooth algebra A' of dimension 2. Let I be a the kernel of φ and K=C1 (ωI). If rK2 =0 for some positive integer r then I is set theoretic complete intersection.

    Proof.

      Note that rank 2 projective A-modules have cancellation property. Now the corollary follows from the above theorem.

    Theorem 3.5 Let R=k[X1, .... , X5] be a polynomoal ring over an algebraically closed field k and I be a locally complete intersection ideal of height 2. Assume A=R/I is smooth and rank 2 projective A-modules have cancellation property. If X=spec (A) has a projective smooth completion Y with rKY2 =0 for some positive integer r, then X is set-theoretic complete intersection.

    Proof.

      Since rKY2 = 0 for some positive integer r, it follows rKX2 =0 and the corollary follows from the above theorem.

    Bibliography

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